trade reporting การใช้

• Our ACT trade reporting system continued to register trades.
• The MSE is also the centre for trade reporting and pricing of the stocks.
• These violations included late-trade reporting and " backing away " from posted quotes.
• The NASD did not specify how much Troster Singer benefited financially from the late-trade reporting.
• Bond trading prices and volumes are reported on FINRA's Trade Reporting and Compliance Engine, or TRACE.
• "The scope of the trade reporting problem created significant difficulties for investors, " the SEC report says.
• _set up a large trade reporting system that will enable the exchange to determine the ultimate owner of large positions.
• The case against Troster involved one of the larger fines imposed by NASD regulators and the largest imposed for intentional late trade reporting.
• Seyer says the flow of corrections has swelled as Nasdaq has added more securities to its automated, real-time trade reporting system.
• "This could lead to delays in trade reporting, and we don't want to jeopardize critical market information,"
• Companies can choose in which currency they want their share prices quoted in, and trade reporting and matching operations will be open 24 hours.
• Besides the fine, WD Energy agreed to desist from further violations of price reporting regulations and cooperate with the CFTC in fake trade reporting investigations.
• The BOAT, Markets in Financial Instruments Directive-compliant trade reporting platform acquired by Markit from a consortium of nine investment banks In January 2008.
• Several weeks ago, Rudman panel members disclosed their recommendations that the NASD open up its board to public members and toughen enforcement of late trade reporting.
• The lack of timely trade reporting, at best, indicates that systems at Nasdaq or at individual brokerage firms were unable to cope with the activity.
• Atlas last month dismissed charges of false trade reporting filed against former El Paso Corp . trader Todd Geiger and former Dynegy Inc . trader Michelle Valencia.
• The report suggests that late trade reporting was a fairly standard practice by many firms in the industry when they wanted to disguise their inventory and trading strategy,
• A . With respect to late trade reporting, we started a concentrated program to inspect the firms that do 90 percent of the volume in the NASDAQ market.
• The commission said it found evidence that led it to believe Thaksin had violated stock-trading reporting requirements and had evaded taxes along with his wife, Pojamarn.
• A federal judge has dismissed false trade reporting charges against a former Dynegy Inc . trader, deeming the law under which the trader was charged " overbroad " and unconstitutional.